Evaluate the system where its decisions are made
Evaluate an AI workflow against the decisions it will support. Include retrieval, permissions, tools and human review, then agree how outcomes and guardrails will determine release.
Keep development and test groups separate before comparing performance. No measured results are shown.
A benchmark may test an assistant on isolated questions while the proposed service retrieves case material, calls tools and asks a reviewer to approve a recommendation. The benchmark provides information about the tested task. The buyer still needs evidence about the workflow it intends to use.
Evaluate the system in its intended operating context. Define the decision and test missing records, conflicting sources, unavailable tools, changed permissions and reviewer disagreement. Keep model benchmarks within the assessment, alongside evidence about the components and handoffs that determine the outcome.
Turn a use case into an event
NIST’s TEVV-Athlon initial public draft offers a way to construct assessments around organisational objectives. It describes events and tools producing data on measurement concepts of interest. It is a draft open for comment through 6 October 2026, not a final standard or a certification route. Its useful move is to start from the effect the organisation needs to understand, then choose the event and instrument that can observe it.
For the case-review assistant, an event might start when a reviewer receives an incomplete file and end when they approve, amend or reject a recommendation. The team can record the retrieved documents, permission checks, tool results, model output, reviewer intervention and eventual customer outcome. This is more demanding than counting answer matches, because the failure may occur between components rather than in the model response.
The FCA’s account of AI Live Testing makes the same system-level distinction for its financial-services programme. It considers the model, deployment context, governance, human involvement, evaluation and input and output controls together. That is a description of the FCA programme, not an assurance that any particular firm’s system is safe.
Write the acceptance rule before collecting a score
Choose cases that reflect the service’s actual boundary, including cases the system should refuse or escalate. Keep an evaluation set with known versions and provenance. The existing evaluation-set article explains why that set is an asset. The next task is to embed it in a system event, so the test can catch a correct model answer delivered to the wrong person or an accurate recommendation based on an unauthorised document.
For each event, define the existing workflow, primary outcome, guardrails and decision rule. Read time savings alongside harmful errors and read answer quality alongside access-control results. Agree who adjudicates disagreement, what sample can support the decision and which changes require retesting.
Collect outcomes and traces for complementary purposes. Outcomes establish what happened to the work and the people affected. Traces help identify the system state and component actions that contributed. Choose their detail and retention according to the assessment rather than recording everything by default.
- Baseline
- A sample of cases processed under the existing reviewer workflow, with outcomes and review time recorded.
- Outcome
- Correct, timely case decisions after retrieval, tool use and human review, measured on comparable case types.
- Guardrails
- Restricted-document exposure, unsupported recommendations, missed escalation and reviewer workload.
- Decision rule
- Release only for case types whose outcome improves without crossing a guardrail. Stop or redesign when a harmful case cannot be traced and corrected.
For example, include a case where the assistant retrieves a current policy and an older, conflicting one. A high answer score may hide that the system cited the wrong version. The event test should show which document was retrieved, what the assistant said, whether the reviewer caught the conflict and what the customer eventually received. Repeat with the older policy removed from the user’s permissions. The system should now refuse to use it, even if the model can still write a plausible answer.
Assign an adjudicator before running the set. When reviewers disagree about the right outcome, record the dispute rather than forcing a clean label into the score. Those disagreements reveal whether the policy itself needs clarification. They also prevent the team from quietly changing its measure after seeing the model’s results. Keep the event, trace and adjudication together so a later tool update can be tested against the same decision path.
What this does not tell you
NIST’s draft supplies a framework for designing assessment, not a universal list of metrics or a pass mark. The FCA programme is a particular regulatory setting. Neither establishes that a benchmark is useless or that every system needs a live trial. The appropriate evidence depends on the decision, harms, users and operating environment.
The architecture owner should present the assessed event, the instruments used, the results and the agreed decision rule. The board can then judge whether the evidence supports proceeding, redesigning or stopping within the stated use boundary.